Securities Act

Results: 34055



#Item
261Financial markets / Securities Exchange Act / Securities market / Security / Short / Broker-dealer

Clarksons Platou Securities

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Source URL: www.hansa-online.de

Language: English - Date: 2015-12-01 04:17:25
262Systemic risk / United States securities law / U.S. Securities and Exchange Commission / Nationally recognized statistical rating organization / SEC filings / DoddFrank Wall Street Reform and Consumer Protection Act / Credit rating agency / Egan-Jones Ratings Company / Regulation S-K / Credit Rating Agency Reform Act / Bond credit rating / Investor Protection and Securities Reform Act

Februaryn Volume 19

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Source URL: www.dgslaw.com

Language: English - Date: 2015-02-06 12:08:12
263SEC filings / Corporate crime / U.S. Securities and Exchange Commission / DoddFrank Wall Street Reform and Consumer Protection Act / Investor Protection and Securities Reform Act / Regulation S-K

PDF Document

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Source URL: www.dgslaw.com

Language: English - Date: 2015-06-11 14:16:47
264Systemic risk / New Deal agencies / Troubled Asset Relief Program / United States Department of the Treasury / Great Recession in the United States / U.S. Securities and Exchange Commission / Federal Deposit Insurance Corporation / Investor Protection and Securities Reform Act / DoddFrank Wall Street Reform and Consumer Protection Act

H. ROne Hundred Tenth Congress of the United States of America AT T H E S E C O N D S E S S I O N

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Source URL: www.reformamt.org

Language: English - Date: 2010-01-27 15:05:34
265Payment systems / Corporate finance / Equity securities / Tax avoidance / Uniform Gifts to Minors Act / United States securities law / Cheque / Concurrent estate / Bank / Stock

Return your completed form to: Azzad Funds C/O Mutual Shareholder Services 8000 Town Centre Drive, Suite 400 Broadview Heights, OHQuestions? 888-To-AZZAD

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Source URL: www.azzadfunds.com

Language: English - Date: 2015-08-25 13:14:51
266Equity securities / Stock market / Corporate finance / SEC filings / Options / Form 4 / Warrant / Security / Stock / Securities Exchange Act / Convertible security / Regulation S-K

FORMCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

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Source URL: compliance-sec.com

Language: English - Date: 2016-04-12 10:40:36
267Economic geology / Mineral exploration / National Instrument 43-101 / Mining / Securities Act / Condor

CONDOR GOLD Precious Metals Summit Zurich 3rd & 4th NovemberCONDOR GOLD PLC

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Source URL: static.gowebcasting.com

Language: English - Date: 2015-11-04 05:13:35
268Stock market / Financial markets / European Union directives / Systemic risk / Prospectus / Financial regulation / Markets in Financial Instruments Directive / Securities Act / Red herring prospectus

The Prospectus Directive www.cummingslaw.com The Prospectus Directive

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Source URL: www.cummingslaw.com

Language: English - Date: 2016-02-01 10:44:58
269Accredited investor / Financial regulation / Investment / Futures contract / Monetary Authority of Singapore / Hedge fund

Definitions for the Monetary Authority of Singapore (“MAS”) The DME is a Recognized Market Operator under the Singapore Securities and Futures Act (the “Act”) and MAS regulation, and the investors allowed access

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Source URL: dubaimerc.com

Language: English - Date: 2015-12-04 14:49:44
270Stock market / Corporate crime / U.S. Securities and Exchange Commission / Futures contract / Securities Exchange Act / New York Stock Exchange / Securities regulation in the United States / Option / Security

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-01-25 11:05:12
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